Our team acts for a wide range of local and international clients in connection with all areas of Hong Kong’s regulatory framework including initial public offerings (IPOs), general offers, convertible bond and note issues, private placements, buybacks and rights issues. We advise fund managers and other financial institutions on private and retail funds including setting up of Cayman Limited Partnerships and Segregated Portfolio Companies, obtain SFC retail fund authorization and advise on the structuring and documentation of QDII investments in Hong Kong by mainland fund managers and asset managers.  

We also act for clients in their compliance of, or applications for, SFC regulated activities in Hong Kong and advising them on the regulatory framework for offering investment products in Hong Kong. In addition, with a strong regulatory focus in the experience and background of our lawyers, we bring to each securities transaction thoughtful and careful consideration of the relevant legal as well as regulatory issues.  This is all the more important in today’s environment of heightened regulatory and investors sensitivities to regulatory compliance in the conduct of businesses and securities markets.

We also advise our clients on the regulatory framework in relation to cryptocurrencies in Hong Kong.

We combine our broad knowledge and in-depth experience of acting for clients, and offer valuable insights on the key issues in securities transactions.